Finra chosen as CAT plan processor

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Subjects / Reporting and Governance

Justin Pugsley | March 7, 2019

The Financial Industry Regulatory Authority (Finra) has been chosen by US stock exchange operators as the plan processor for the consolidated audit trail (CAT), a giant database allowing regulators to detect suspicious market activity.

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Return of geopolitics
Headaches for global banks

EMIR REFIT
Potential to trigger unintended consequences

Finra chosen as CAT plan processor

Global Risk Regulator’s articles are exclusively

available to full subscribers

Subscribe today to ensure you stay informed about the latest global regulations and standards.

Return of geopolitics Headaches for global banks

EMIR REFIT Potential to trigger unintended consequences

Finra chosen as CAT plan processor

Global Risk Regulator’s articles are exclusively

available to full subscribers

Subscribe today to ensure you stay informed about the latest global regulations and standards.

Sign in

Return of geopolitics
Headaches for global banks

EMIR REFIT
Potential to trigger unintended consequences